Regulators are definitely back in business pushing ahead on tackling climate change: are you up-to-date and on track?

Regulators are definitely back in business pushing ahead on tackling Climate-change Risk Management: are you up-to-date and on track?   Introduction to the Article Since we published our introductory article on ‘Climate change: compliance and conduct risks’ in August 2020, there has been a significant number of important regulatory developments from UK and international regulatory…

Launch of our Compliance Mentoring Programme

Eiger Regulatory Partners – Compliance Mentoring Programme We are delighted to announce the launch of our Compliance Mentoring Programme. This new initiative is to offer, at this stage, London-based investment bank compliance specialists up to VP-level, access to well-known senior management compliance specialists and experienced (including accredited) career coaches. This mentoring would be at no…

Memo to Compliance Officers: 6 practical steps to reinvigorate your compliance function post-pandemic

With an increasingly full and complex in-tray, a challenging operating environment, how do you plan to reinvigorate your compliance teams and programme as we come out of lock-down and start the staggered return to a new workplace normal? What does the post-pandemic regulatory environment look like? Regulators (including the PRA and FCA) have rightly been…