Our senior team have extensive in-house regulatory expertise, regulatory recruitment knowledge and coaching experience.
We offer our clients exceptional sector understanding and our consulting and human capital teams are some of the best subject matter experts in their areas of specialism. We are well known and trusted experts and professionals in our fields of specialism. We are supported by a fantastic and diverse team of talented regulatory consultants, many having previously been Heads of Compliance, MLROs and highly regarded senior technical specialists in their areas of specialism. All of them have worked in regulatory-aligned roles at investment banks, private banks, brokerages, asset managers, regulators, consulting and executive search firms.
Malcolm is one of the City’s longest serving, best connected and most experienced regulatory search and human capital specialists. Since 1998, his focus has been on senior-level compliance and anti-financial crime assignments at up to global head level with leading investment banks, wealth managers, consulting firms and hedge funds. He originally founded Eiger Regulatory Partners (then EigerSearch) back in 2007 and now co-leads the business with James. Earlier in his career he was an infantry officer in the British Army. He has a B.Com and MBA; both from Edinburgh University.
James is a highly experienced global markets and investment banking compliance specialist. Before becoming a part of the senior team and co-lead with Malcolm at Eiger Regulatory Partners he was a managing director at Credit Suisse and EMEA Head of Markets & Banking Compliance. His regulatory career began in 1995 and he has also worked in international advisory, senior management and leadership roles at Barclays Wealth and Barclays Capital and prior to that at the Bank of England and the UK Financial Services Authority. He has a BA Economics from Nottingham University.
Jon is an Emotional Health expert and an inspirational speaker. Since 2000, he has presented at more than 800 training events and conferences to 40,000+ delegates in the UK, Europe, Russia and the US and his clients include Nike, Dow, Merck and EE and many of the UK’s top independent schools. Jon’s work is informed by his knowledge of physiology, psychology and neurobiology as well as his extensive clinical background as both a physiotherapist and psychotherapist. His training courses are often cited as being the most helpful and enjoyable that people have ever attended.
Paul has extensive regulatory Compliance and governance experience, having held senior roles in the London Stock Exchange, UK Financial Services Authority and various investment banks, including UBS, Deutsche Bank and Credit Suisse. He began his career as a Chartered Accountant and is a graduate of Corpus Christi College, Oxford. Paul provides advisory support to Eiger Regulatory Partners to develop its profile and to enhance our regulatory consulting offering in areas in which Paul has particular expertise.
Raquel Montesdeoca Noda
Raquel is a senior Capital Markets & Banking Compliance specialist with over 25 years’ experience gained at Morgan Stanley, Citigroup, UBS, RBS in management positions including EMEA Head of International Banking Compliance, UK Head of Banking & Research Compliance and EMEA Manager of the Global Compliance Policy Unit. She brings a combination of SME regulatory knowledge in Capital Markets & Banking Compliance, across the UK, Central and Eastern Europe, Middle East and Africa and the US, covering operational risk management, transaction advisory, implementation of training and compliance monitoring programmes addressing conduct and regulatory risk.
Over the course of his career, Nick has worked for HSBC, Morgan Stanley, Merrill Lynch, Citigroup and BNP Paribas. He began in trade finance moving to audit and then into Compliance from the start of financial services regulation in 1988. Nick brings extensive experience of Client Asset regulations and for over 20 years managed Capital Markets Compliance functions at major US and European investment banks. As well as supporting Eiger Regulatory Partners develop its profile and regulatory consulting offering, Nick advises Fintech and RegTech companies on their regulatory requirements.
Jide qualified as a solicitor and has held General Counsel, Head of Compliance (CF10) and senior global banking & markets advisory and regulatory roles across DCM, Equities, FX, Rates and FICC. He has worked in the City since 1999 and in senior roles with firms such as Barclays Investment Bank, UBS, Exotix, RBS and ICAP. He has an MBA from London Business School, an LLM from London School of Economics and an LLB from Obafemi Awolowo University, Nigeria.
Sean has extensive regulatory compliance experience from both the buy and sell side, having held compliance roles at MUFG, Legg Mason and State Street Global Advisors. He began his career in portfolio management before moving into Compliance in 2002. He has advised across multiple asset classes including structured products, equities, credit, FX, rates and DCM. Sean also has international compliance experience and is a subject matter expert on cross-border compliance and product governance related issues. He has experience of undertaking compliance examinations, building out compliance monitoring frameworks and the provision of training. Has an LLB from Plymouth University.
Michael has over 30 years of Compliance and Financial Crime experience. He has held Head of Compliance (CF10) and MLRO (CF11) positions. He is a highly experienced regulatory consultant with deep knowledge across private banking, wealth management, stockbroking and asset management. Michael has been employed by and worked with a range of firms such as Société Générale Private Bank, Barclays Bank, BNP Paribas Wealth Management, Grant Thornton, KPMG, Collins Stewart, Barclays Wealth, UBB and EY. He has an MBA from Cass.
Tanya has extensive experience in investment banking and asset management, leading global compliance and business project teams. Having held positions as Global Head, Project Director, COO and Chief of Staff, she has led and managed complex initiatives and budgets, bringing experience in regulatory incidents and remediation, project rescue and organisational remediation challenges. Tanya has worked in 1LoD and 2LoD at HSBC and Fidelity Investments in the UK and Colonial State Bank in Australia. An AoEC certified executive coach, she helps individuals and teams to attain their potential. She has a BA Hons in Ancient History & Archaeology from Cardiff University.
Michael’s earlier career was trading swaps with Bank of America. He then moved into Derivatives Project Management – Business Analysis roles with BNP Paribas, RBS, RBC, CIBC, Morgan Stanley and Lloyds. He has worked in London, New York and Chicago. More recently Michael has worked in 1LoD and regulatory-aligned project management roles at HSBC Global Banking & Markets and MUFG. An experienced team leader; he has particularly strong knowledge of fixed income products and derivatives. He has a B.Com from Cape Town University.
David is an experienced Programme Director with substantial experience of Financial Crime transformation; most recently as a team lead at MUFG. He has worked with various firms including HSBC, Lloyds Banking Group and RBS. David cut his teeth as a project manager within the construction industry working with clients including private developers. David supports Eiger Regulatory Partners in the form of industry leading transformation services. He has a BSc Geography from Glasgow University and a MSc in Environmental Science from Strathclyde University.